Sarah Miner is a registered investment advisor, based in Summit, NJ, with 3 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sarah is an Investment Advisor Representative (IAR) with TLG Advisors Inc. She dedicates minimal time to this activity.
Employment History
Current Registrations
The Leaders Group, INC.Broker
September 2024 - Present · 1 yr 8 mos
Tlg Advisors, INC.
September 2024 - Present · 1 yr 8 mos
The Leaders Group, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Ameriprise Financial Services, LLC
August 2022 - September 2024 · 2 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2022 - September 2024 · 2 yrs 5 mos
State Registrations2 states
COTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.