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Ralph Ruckart

44 Years of Experience
Murfreesboro, TN
3 DisclosuresBroker

Ralph Ruckart is a registered investment advisor at LPL Financial LLC, based in Murfreesboro, TN, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

805 S Church St Suite 9, Murfreesboro, TN, 37130

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Settled
Customer Dispute
November 2009
Pending
Customer Dispute
January 2004
Settled
Other Business Activities

Ralph is involved with Ruckart Assoc Inc/RAI and RAI Advisors Inc, both DBAs for his LPL business, dedicating a significant amount of time to these activities. He also owns rental real estate through a family limited partnership and makes referrals for Cost Segregation Specialists, spending minimal time on the latter.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Invest Financial Corporation
August 2006 - February 2018 · 11 yrs 6 mos
Invest Financial CorporationBroker
August 2006 - February 2018 · 11 yrs 6 mos
Transamerica Financial Advisors, INC.
January 2004 - August 2006 · 2 yrs 7 mos
Transamerica Financial Advisors, INC.Broker
June 1990 - August 2006 · 16 yrs 2 mos
Transamerica Securities Sales CorporationBroker
June 1990 - July 1995 · 5 yrs 1 mo
The Lincoln National Life Insurance CompanyBroker
February 1986 - July 1989 · 3 yrs 5 mos
Lincoln National Pension Insurance CompanyBroker
February 1986 - January 1989 · 2 yrs 11 mos
Historic Square Equities, IncorporatedBroker
December 1985 - October 1990 · 4 yrs 10 mos
Mutual Benefit Financial Service CompanyBroker
November 1982 - December 1985 · 3 yrs 1 mo
Nel Equity Services CorporationBroker
March 1981 - August 1982 · 1 yr 5 mos
State Registrations11 states
ALCOFLGAILMAMSNCSCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.