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Galo Medina

4 Years of Experience
Los Angeles, CA
Broker

Galo Medina is a registered investment advisor, based in Los Angeles, CA, with 4 years of industry experience.

Location

801 S. Figueroa St., Suite 1120, Los Angeles, CA, 90017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Galo works as a supervisor for the TCU Police Department's Froggie Five-O program and as a financial advisor for Comprehensive Financial Services. Supervising the Froggie Five-O program takes about a quarter of his time, while his financial advisor role is nearly full-time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2022 - September 2025 · 2 yrs 11 mos
Avantax Investment Services, INC.Broker
August 2022 - September 2025 · 3 yrs 1 mo
Avantax Investment Services, INC.Broker
May 2021 - January 2022 · 8 mos
State Registrations7 states
CAGAHIILKYNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Galo Medina - Financial Advisor | TrueAdvisor