JC
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Joseph Close
5 Years of Experience
North Royalton, OH
Broker
Joseph Close is a registered investment advisor at Cetera Investment Advisers LLC, based in North Royalton, OH, with 5 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
13901 Ridge Road, North Royalton, OH, 44133
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2024 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Key Investment Services LLC
April 2022 - August 2024 · 2 yrs 4 mos
Key Investment Services LLCBroker
September 2020 - August 2024 · 3 yrs 11 mos
State Registrations2 states
NCOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.