CH
CH

Colin Huber

3 Years of Experience
Mercer Island, WA
Broker

Colin Huber is a registered investment advisor at MML Investors Services, LLC, based in Mercer Island, WA, with 3 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

Loading...

Location

7853 SE 27th St Ste 285, Mercer Island, WA, 98040

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Colin uses SRG1998, LLC as a pass-through LLC for his MMLIS advisory business. He dedicates minimal time to this activity.

Employment History
Current Registrations
MML Investors Services, LLC
May 2023 - Present · 3 yrs
MML Investors Services, LLCBroker
May 2022 - Present · 4 yrs
State Registrations32 states
AZCACOCTFLHIIDILKYMAMIMNMOMTNCNDNHNJNMNVNYOHOKORPAPRTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Colin Huber - Financial Advisor | TrueAdvisor