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Ramses Leon

3 Years of Experience
Hasbrouck Heights, NJ
Broker

Ramses Leon is a registered investment advisor at Pgim Investments LLC, based in Hasbrouck Heights, NJ, with 3 years of industry experience. Ramses operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Hasbrouck Heights, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ramses is an owner/partner in Panthera Distributions LLC, a transportation company, and spends a few hours per week on financial tasks. He also works as a coach at Solidcore, dedicating about 10-20% of his time to coaching classes.

Employment History
Current Registrations
Pgim Investments LLC
May 2025 - Present · 1 yr 2 mos
Prudential Investment Management Services LLCBroker
May 2025 - Present · 1 yr 2 mos
Prudential Investment Management Services LLC
May 2025 - Present · 1 yr 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2021 - June 2024 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2021 - June 2024 · 2 yrs 8 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ramses Leon - Financial Advisor | TrueAdvisor