Thomas Dudley
Thomas Dudley is a registered investment advisor at Dudley Capital Management LLC, based in Middleburg, VA, with 53 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 94 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10,000,000. Schedule shown is for equities and alternative investments. Fixed income schedule is: - $0 - $2,000,000: 0.50% - $2,000,001 - $5,000,000: 0.375% - $5,000,001 - $10,000,000: 0.25% - Greater than $10,000,000: Negotiable
Fee Estimator
Location
115 the Plains Road, Suite 250, Middleburg, VA, 20117
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 1998Regulatory
February 1998Regulatory
August 1997Customer Dispute
April 1996Customer Dispute
June 1992Employment History
Current Registrations
Dudley Capital Management LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
Alex. Brown & Sons IncorporatedBroker
Drexel Firestone INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.