CJ
CJ

Christopher Janes

5 Years of Experience
Phoenix, AZ
BrokerSells Insurance

Christopher Janes is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 5 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3131 East Camelback Rd, Ste 100, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an employee at GoldBook Financial and Arizona State University. He also works as an agent/broker for RF Brokerage and CO-OP Insurance Agency, focusing on fixed insurance sales and health insurance coverage, dedicating minimal time to each.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
June 2021 - August 2023 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
March 2021 - August 2023 · 2 yrs 5 mos
State Registrations14 states
AZCACOFLIDMIMNMONCOHTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.