Susan Khan is a registered investment advisor at Neuberger Berman Bd LLC, based in Toronto, ON, with 5 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
181 Bay Street, Suite 815, Toronto, ON, M5J 2V1
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2022 - Present · 4 yrs 6 mos
Neuberger Berman Bd LLC
January 2022 - Present · 4 yrs 6 mos
Neuberger Berman Bd LLCBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Goldman Sachs Ayco Personal Financial Management
February 2021 - January 2022 · 11 mos
Goldman Sachs & CO. LLCBroker
January 2021 - January 2022 · 1 yr
Mercer Allied Company, L.P.Broker
November 2020 - January 2021 · 2 mos
State Registrations2 states
KYNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.