Spencer Page is a registered investment advisor, based in San Francisco, CA, with 5 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLCBroker
April 2021 - Present · 5 yrs 1 mo
Sofi Wealth LLC
April 2021 - Present · 5 yrs 1 mo
Sofi Securities LLC
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2020 - April 2021 · 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2020 - April 2021 · 9 mos
State Registrations2 states
CAUT
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.