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Thomas Monk

5 Years of Experience
Tuscaloosa, AL
Broker

Thomas Monk is a registered investment advisor at Morgan Stanley, based in Tuscaloosa, AL, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1470 Northbank Parkway, Suite 280, Tuscaloosa, AL, 35406

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a partner in MWRK, LLC, which owns a residential rental property and was founded in 2015. He spends minimal time on this activity, primarily making deposits and answering tenant questions; the LLC will be dissolved upon the sale of the property.

Employment History
Current Registrations
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan StanleyBroker
July 2020 - Present · 5 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Monk - Financial Advisor | TrueAdvisor