Reginald Graham is a registered investment advisor, based in Columbia, SC, with 5 years of industry experience.
Location
1314 Lincoln Stree, Suite 303, Columbia, SC, 29201
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Regulatory History (3)
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Financial
December 2018Final
Financial
September 2017Final
Financial
May 2016Final
Other Business Activities
Reginald works as an administrator for an advisory representative of an RIA and as a W2 employee under the DBA name Kirkland and King Financial. Both roles are investment-related and each take nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2023 - Present · 3 yrs 2 mos
Cambridge Investment Research, INC.Broker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Lincoln Financial Securities Corporation
March 2022 - March 2023 · 1 yr
Lincoln Financial Securities CorporationBroker
November 2020 - March 2023 · 2 yrs 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.