Reginald Graham is a registered investment advisor, based in Columbia, SC, with 5 years of industry experience. Reginald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1314 Lincoln Stree, Suite 303, Columbia, SC, 29201
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2018Final
Financial
September 2017Final
Other Business Activities
Reginald works as an administrator for an advisory representative of an RIA and as a W2 employee under the DBA name Kirkland and King Financial. Both roles are investment-related and each take nearly full-time hours.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2023 - Present · 3 yrs 7 mos
Cambridge Investment Research, INC.Broker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Lincoln Financial Securities Corporation
March 2022 - March 2023 · 1 yr
Lincoln Financial Securities CorporationBroker
November 2020 - March 2023 · 2 yrs 4 mos
State Registrations1 state
SC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Amy Cain, CFPEdward Jones
- William Mason, CFPIndependent Advisor Alliance, LLC
- William Jeter, CFAAbacus Planning Group, INC.
- George Starnes, ChFCNorthwestern Mutual Investment Services,llc
- David Kirkpatrick, CFPSouthstate Private Capital Management LLC
- Kyle Rasmussen, CFP, ChFCMML Investors Services, LLC