Frederick Leonard
Frederick Leonard is a registered investment advisor at Janney Montgomery Scott LLC, based in Mystic, CT, with 45 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
60 Willow Street, Suite 101, Mystic, CT, 06355
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Regulatory History (1)
Customer Dispute
August 2008Other Business Activities
Frederick is the President of the Board for the Slopeside Village Condominium Association, a role he has held since 2019. He spends minimal time conducting meetings for this investment-related activity.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Shearson Lehman Hutton INC.Broker
Advest, INC.Broker
F. L. Putnam & Company, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.