DW
DW

Diego Wanderley

5 Years of Experience
Naples, FL
Broker

Diego Wanderley is a registered investment advisor at Hightower Advisors, LLC, based in Naples, FL, with 5 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

999 Vanderbilt Beach Rd., #200, Naples, FL, 34108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
November 2023 - Present · 2 yrs 6 mos
Hightower Securities, LLC
October 2023 - Present · 2 yrs 7 mos
Hightower Securities, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2021 - July 2023 · 1 yr 11 mos
Morgan StanleyBroker
August 2021 - July 2023 · 1 yr 11 mos
Fifth Third Securities, INC.
September 2020 - August 2021 · 11 mos
Fifth Third Securities, INC.Broker
July 2020 - August 2021 · 1 yr 1 mo
State Registrations2 states
FLMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diego Wanderley - Financial Advisor | TrueAdvisor