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Nicholas Richardson

5 Years of Experience
Spokane, WA
Broker

Nicholas Richardson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Spokane, WA, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

111 S. Post Street, Suite 2270, Spokane, WA, 99201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is the officer and president of Richardson Financial LLC, which is used only for tax filing purposes and requires minimal time. He also does business as Starry Financial Group as an independent financial advisor with Raymond James, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2020 - Present · 5 yrs 7 mos
Raymond James Financial Services, INC.Broker
June 2020 - Present · 5 yrs 11 mos
State Registrations6 states
AZCAHIIDORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.