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Andrea Nicolopoulos

45 Years of Experience
Cape Coral, FL
1 DisclosureBroker

Andrea Nicolopoulos is a registered investment advisor at Wells Fargo Advisors, based in Cape Coral, FL, with 45 years of industry experience. Andrea is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Cape Coral, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
Employment History
Current Registrations
Wells Fargo Advisors
July 2001 - Present · 25 yrs 3 mos
Wells Fargo Clearing Services, LLC
September 1996 - Present · 30 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
September 1996 - Present · 30 yrs 1 mo
Previous Registrations
Principal Financial Securities,inc.Broker
September 1994 - October 1996 · 2 yrs 1 mo
Hamilton Investments, INC.Broker
July 1990 - September 1994 · 4 yrs 2 mos
R. G. Dickinson & CO.Broker
April 1983 - July 1990 · 7 yrs 3 mos
Oberweis Securities, INC.Broker
December 1981 - May 1983 · 1 yr 5 mos
The Illinois Company, INC.Broker
March 1981 - November 1981 · 8 mos
State Registrations34 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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