ZS
ZS
Zachary Smith is a registered investment advisor, based in Phoenix, AZ, with 5 years of industry experience.
Location
2730 East Camelback Rd, Ste 250, Phoenix, AZ, 85016
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Regulatory History (2)
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Criminal
April 2019Final Disposition
Criminal
February 2019Final Disposition
Other Business ActivitiesSells Insurance
Zachary is an agent/broker for RF Brokerage and Co-Op Insurance Agency, placing health insurance coverage and obtaining underwriting for difficult cases. He dedicates minimal time to these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2021 - August 2023 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
January 2021 - August 2023 · 2 yrs 7 mos
State Registrations21 states
AZCACOCTFLGAHIILINMDMIMONENVNYOHPATNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.