Li Ma is a registered investment advisor at Annova LLC, based in Wilmington, DE, with 5 years of industry experience. Li operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 29 clients with $14M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ANNOVA's Portfolio Management Account (PMA) program offers different investment portfolio strategies, each with a maximum annual fee rate:
- Strategic Portfolios: 2.00%
- Tactical Portfolios: 1.80%
- Allocation Portfolios: 1.70%
- Defined Outcome Portfolios: 1.70%
Fees, minimum account sizes, and services are negotiable and may be waived under certain circumstances.
Location
1000 N. West Street, Suite 1200, Wilmington, DE, 19801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Li is a licensed independent life insurance agent in California, Delaware, Florida, and Pennsylvania since February 2020. Li may recommend annuities or life insurance to clients as part of their financial plans.
Employment History
Current Registrations
Annova LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.