Lea Hartigan is a registered investment advisor, based in Omaha, NE, with 5 years of industry experience.
Location
12801 Pierce St, Ste 300, Omaha, NE, 68144
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lea provides notary services to RFC clients since 2022, dedicating minimal time to this activity. This service is investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
June 2021 - August 2023 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
October 2020 - August 2023 · 2 yrs 10 mos
State Registrations1 state
NE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.