Gary Richman
Gary Richman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Owings Mills, MD, with 45 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
300 Red Brook Blvd Ste 320, Owings Mills, MD, 21117
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2018Customer Dispute
July 2017Customer Dispute
August 2002Customer Dispute
August 1999Customer Dispute
October 1996Other Business Activities
Gary owns multiple single-family real estate properties, some investment-related and some not, and is the president of Richman. He also manages and operates Bravos, Incorporated, dedicating about a third of his time to it, and earns income from singing, spending a few hours per week on this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Ryan Beck & CO.
Ryan Beck & CO.Broker
Ferris, Baker Watts IncorporatedBroker
Lehman Brothers INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.