Gary Yu is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Kapolei, HI, with 5 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

590 Farrington Highway, Kapolei, HI, 96792

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Gary owns rental real estate, dedicating minimal time to it. He also works as a wealth associate for both First Hawaiian Advisors and First Hawaiian Bank, spending about a quarter to about half of his time on each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2022 - Present · 4 yrs 3 mos
Raymond James Financial Services, INC.Broker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Nylife Securities LLCBroker
February 2021 - November 2021 · 9 mos
State Registrations23 states
AKAZCACOFLGAHIIDKSMDMIMNMONMNVNYOHORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.