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AS
CFP
AS
CFP

Alan Segal

Steward Partners Investment Advisory, LLC
36 Years of Experience
Raleigh, NC
Broker
View SEC Summary
View SEC Summary

Alan Segal is a CFP-designated registered investment advisor at Steward Partners Investment Advisory, LLC, based in Raleigh, NC, with 36 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 42,763 clients with $37B in assets under management.

Steward Partners Investment Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
477 advisors
Number of Clients
42,763 clients
Average Client Portfolio
$859K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum program fee is 2.50% annualized (up to 3.00% for certain Raymond James programs). Fees are fully negotiable between you and your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4509 Creedmoor Road, Suite 201, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
May 2024 - Present · 2 yrs 5 mos
Steward Partners Investment Solutions, LLCBroker
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Ameriprise Financial Services, LLC
January 2004 - June 2024 · 20 yrs 5 mos
Ameriprise Financial Services, LLCBroker
January 2004 - June 2024 · 20 yrs 5 mos
Ids Life Insurance CompanyBroker
January 2004 - July 2006 · 2 yrs 6 mos
Titan/value Equities Group, INC.Broker
September 1985 - April 1994 · 8 yrs 7 mos
Fsc Securities CorporationBroker
August 1984 - September 1985 · 1 yr 1 mo
Marion Bass Securities CorporationBroker
December 1983 - September 1984 · 9 mos
Security First Financial, INC.Broker
January 1981 - January 1984 · 3 yrs
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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