JG
JG

Joaquin Gouch

5 Years of Experience
Farmington Hills, MI
1 DisclosureBroker

Joaquin Gouch is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Farmington Hills, MI, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

39001 W 12 Mile Rd, Farmington Hills, MI, 48331

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2021
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2023 - Present · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Morgan Stanley
October 2020 - September 2023 · 2 yrs 11 mos
Morgan StanleyBroker
August 2020 - September 2023 · 3 yrs 1 mo
State Registrations22 states
AZCACOFLGAIAILINMDMIMNNCNJNYOHORPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.