Fred Brockman is a registered investment advisor at Capital Advisor Network, based in Jasper, IN, with 6 years of industry experience. Fred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 904 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%. Fees are negotiable based on account size, complexity, and portfolio activity.
Fee Estimator
Location
69 US 231 South, Jasper, IN, 47546
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Fred is involved with Brockman Realty/Auction, providing real estate sales, education, and auctions, and buying homes for resale, spending a few hours per week. He is also an insurance agent for various carriers, dedicating about 10-20% of his time.
Employment History
Current Registrations
Capital Advisor Network
Previous Registrations
Family Wealth Planning Partners
Capital Advisor Network
Center Street Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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