Hal Gilbert is a registered investment advisor, based in Scottsdale, AZ, with 41 years of industry experience.
Location
18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Osaic Services, INC.Broker
November 2020 - Present · 5 yrs 8 mos
Osaic Wealth, INC.
October 2011 - Present · 14 yrs 9 mos
Osaic Wealth, INC.Broker
April 2004 - Present · 22 yrs 3 mos
Previous Registrations
Triad Advisors LLCBroker
March 2021 - August 2024 · 3 yrs 5 mos
Woodbury Financial Services, INC.
November 2020 - January 2024 · 3 yrs 2 mos
Fsc Securities Corporation
November 2020 - November 2023 · 3 yrs
Sagepoint Financial, INC.
November 2020 - September 2023 · 2 yrs 10 mos
Securities America, INC.Broker
November 2020 - June 2024 · 3 yrs 7 mos
Woodbury Financial Services, INC.Broker
November 2020 - January 2024 · 3 yrs 2 mos
Fsc Securities CorporationBroker
November 2020 - November 2023 · 3 yrs
Worldco, L.L.C.Broker
September 2001 - May 2002 · 8 mos
Weatherly Securities CorporationBroker
July 2001 - September 2001 · 2 mos
Auerbach, Pollak & Richardson INC.Broker
April 2000 - December 2001 · 1 yr 8 mos
Kaufman Bros., L.P.Broker
June 1999 - December 1999 · 6 mos
Mercer Partners IncorporatedBroker
March 1999 - May 1999 · 2 mos
Warburg Dillon Read LLCBroker
June 1998 - November 1998 · 5 mos
Sbc Warburg Dillon Read INC.Broker
September 1995 - June 1998 · 2 yrs 9 mos
S.G. Warburg & CO. INC.Broker
May 1994 - May 1995 · 1 yr
Smith Barney INC.Broker
May 1986 - June 1994 · 8 yrs 1 mo
Prudential-Bache Securities INC.Broker
March 1981 - April 1986 · 5 yrs 1 mo
State Registrations2 states
NJNY
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.