Anthony Whaley is a registered investment advisor at Morgan Stanley, based in New York, NY, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1 New York Plaza, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 1 yr 10 mos
Morgan Stanley
September 2024 - Present · 1 yr 10 mos
Morgan StanleyBroker
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Citigroup Global Markets INC.
September 2022 - October 2024 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
September 2022 - October 2024 · 2 yrs 1 mo
TD Private Client Wealth LLCBroker
May 2022 - September 2022 · 4 mos
TD Private Client Wealth LLC
September 2020 - September 2022 · 2 yrs
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.