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Richard Fontana
45 Years of Experience
Bedminster, NJ
1 DisclosureBroker
Richard Fontana is a registered investment advisor at Raymond James & Associates, INC., based in Bedminster, NJ, with 45 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
350 Main Street, Suites 4 & 5, Bedminster, NJ, 07921
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2002Settled
Other Business Activities
Richard serves on the Finance Committee of the Isles Yacht Club as an Advisory Board member, reviewing finances and making recommendations. He dedicates minimal time to this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2013 - Present · 12 yrs 11 mos
Raymond James & Associates, INC.
June 2013 - Present · 12 yrs 11 mos
Raymond James & Associates, INC.
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
Morgan Stanley
June 2009 - July 2013 · 4 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2013 · 4 yrs 1 mo
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
September 1990 - June 2009 · 18 yrs 9 mos
Ryan, Beck & CO.Broker
March 1981 - September 1990 · 9 yrs 6 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.