Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
67 clients
Average Client Portfolio
$386K average
Assets Under Management
$25.9M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

319 Barry Avenue, Suite 210, Wayzata, MN, 55391

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is an investor in Butterdog Productions since 1996, dedicating minimal time. He is also an investor in Rocket Capital Partners, LP since 2003, where he is a managing member and shareholder of the general partner, Rocket Capital Management, LLC.

Employment History
Current Registrations
Rocket Capital Management, L.L.C.
September 2003 - Present · 22 yrs 5 mos
Previous Registrations
Wachovia Securities, LLC
July 2003 - July 2003 · 0 mos
Prudential Securities Incorporated
February 2002 - July 2003 · 1 yr 5 mos
State Registrations3 states
CAMNWI
Advisor
Exams
No exam information available for this advisor.