Hans Gappy is a registered investment advisor, based in Westlake, OH, with 5 years of industry experience.
Location
1991 Crocker Rd, Ste 220, Westlake, OH, 44145
Get directionsHistory
Regulatory History (1)
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Financial
February 2020Final
Other Business Activities
Hans is the Head Varsity Boys Basketball Coach at Auburn Hills Oakland Christian School since August 2023. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Westminster Financial Advisory CORP
January 2024 - Present · 2 yrs 3 mos
Westminster Financial Securities, INC.Broker
January 2024 - Present · 2 yrs 3 mos
Previous Registrations
Stifel Independent Advisors, LLC
October 2021 - January 2024 · 2 yrs 3 mos
Stifel Independent Advisors, LLCBroker
October 2021 - January 2024 · 2 yrs 3 mos
Westminster Financial Advisory CORP
September 2020 - October 2021 · 1 yr 1 mo
Westminster Financial Securities, INC.Broker
July 2020 - October 2021 · 1 yr 3 mos
State Registrations15 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.