Hans Gappy
Hans Gappy is a registered investment advisor at Royal Oak Financial Advisors, LLC, based in Westlake, OH, with 6 years of industry experience. Hans operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 765 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual management fee is 2.00%. Fees are negotiable.
Fee Estimator
Location
1991 Crocker Rd, Suite 220, Westlake, OH, 44145
Get directionsHistory
Regulatory History (1)
Financial
February 2020Other Business Activities
Hans is the Head Varsity Boys Basketball Coach at Auburn Hills Oakland Christian School since August 2023. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Royal Oak Financial Advisors, LLC
Previous Registrations
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
Stifel Independent Advisors, LLCBroker
Stifel Independent Advisors, LLC
Westminster Financial Advisory CORP
Westminster Financial Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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