Joan Caine is a CFA-designated registered investment advisor at Parsons Capital Management INC, based in Providence, RI, with 5 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 740 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3M+ | 0.80% |
Fees may vary and may be negotiable depending on a client’s unique situation. 0.80% per year for charitable accounts.
Fee Estimator
Location
40 Westminster Street, Ste 400, Providence, RI, 02903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joan is a member of the Lifespan Investment Committee. This activity is not investment-related.
Employment History
Current Registrations
Parsons Capital Management INC
State Registrations1 state
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