Charles Williams
Charles Williams is a registered investment advisor at Osaic Wealth, INC., based in Westfield, IN, with 44 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
17819 Commerce Dr, Suite 200, Westfield, IN, 46074
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2007Customer Dispute
December 2006Regulatory
June 2002Customer Dispute
May 2002Regulatory
May 2000Other Business ActivitiesSells Insurance
Charles is the President/Owner of C. E. Williams Financial Services, Inc., established for accounting and marketing of his insurance sales, and also manages Charles Williams Farm. He also owns and manages rental property, serves as a board member for Crooked Creek Condominiums, and is an owner/operator of Williams Farms.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital Corporation
Questar Capital CorporationBroker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Pebsco Securities CORP.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.