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George Pennington

15 Years of Experience
Colorado Springs, CO
Broker

George Pennington is a registered investment advisor at LPL Financial LLC, based in Colorado Springs, CO, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1510 E. Cheyenne Mountain Blvd, Colorado Springs, CO, 80906

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Previous Registrations
LPL Financial LLC
May 2025 - March 2026 · 10 mos
Cuso Financial Services, L.P.
November 2022 - May 2025 · 2 yrs 6 mos
Raymond James & Associates, INC.
December 2020 - July 2022 · 1 yr 7 mos
Exams
No exam information available for this advisor.