Amy Sommers is a registered investment advisor, based in Sparks, MD, with 5 years of industry experience.
Location
Sparks, MD
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2023 - Present · 3 yrs 3 mos
Raymond James Financial Services Advisors, INC
April 2023 - Present · 3 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
The Marshall Financial Group LLC
August 2021 - March 2023 · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2021 - December 2022 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2021 - June 2021 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2021 - June 2021 · 5 mos
State Registrations1 state
MD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.