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Mitchell Roper

5 Years of Experience
Austin, TX
BrokerSells Insurance

Mitchell Roper is a registered investment advisor, based in Austin, TX, with 5 years of industry experience.

Location

3711 S Mopac Expy, Suite 150, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Mitchell is a fixed insurance agent, dedicating about 10-20% of his time to this activity. He is also an Investment Advisor Representative with 49 Wealth Management LLC and a Registered Representative with Oakwood Capital Securities, spending about a quarter of his time on the former and a few hours per week on the latter.

Employment History
Current Registrations
Oakwood Capital Securities, INC.Broker
August 2024 - Present · 1 yr 11 mos
49 Financial
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2020 - January 2024 · 3 yrs 4 mos
State Registrations6 states
ALFLGAIDSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mitchell Roper - Financial Advisor | TrueAdvisor