Carl Mauter-Hollenbeck
Carl Mauter-Hollenbeck is a registered investment advisor at Cetera Investment Advisers LLC, based in Park Ridge, IL, with 5 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
805 W Touhy, Park Ridge, IL, 60068
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carl is a partner at Rozovics Group LLP, where he prepares and reviews tax returns and provides tax advice. He also owns CJ Hollenbeck & Associates, which manages clients for Rozovics Group LLP, and is an advisor at Rozovics Wealth Management LLC. None of these activities appear to involve insurance sales.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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