TM
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Thomas Mccloskey

5 Years of Experience
New York, NY
Broker

Thomas Mccloskey is a registered investment advisor at Stonehaven Advisors, LLC, based in New York, NY, with 5 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
4 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

600 Fifth Avenue, 2nd Floor, New York, NY, 10020

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stonehaven Advisors, LLC
November 2025 - Present · 6 mos
Stonehaven, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Stonehaven, LLC
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Finalis Securities LLCBroker
January 2023 - February 2024 · 1 yr 1 mo
M.M. Dillon & CO. LLCBroker
June 2021 - January 2023 · 1 yr 7 mos
Independent Brokerage Solutions LLCBroker
August 2020 - June 2021 · 10 mos
State Registrations4 states
CTFLNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.