Denny Hooten
Denny Hooten is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Newport Beach, CA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
520 Newport Center Dr, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
Criminal
August 1998Criminal
June 1996Other Business ActivitiesSells Insurance
Denny is involved in several LLCs for real estate investing and his wife's media consulting and insurance businesses, dedicating minimal time to each. He also teaches graduate-level courses at USC, taking about half of his time, and is a general partner/managing member in energy development investments.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.