TrueAdvisor
TrueAdvisor
RZ
RZ

Richard Zink

Robert W. Baird & CO. Incorporated
45 Years of Experience
Towson, MD
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Richard Zink is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Towson, MD, with 45 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

100 West Road, Suite 200, Towson, MD, 21204

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Settled
Customer Dispute
October 2003
Settled
Customer Dispute
September 1992
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
February 2009 - Present · 17 yrs 8 mos
Robert W. Baird & CO. IncorporatedBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - March 2009 · 3 yrs 1 mo
Citigroup Global Markets INC.
February 2006 - March 2009 · 3 yrs 1 mo
Legg Mason Wood Walker INC
March 1991 - February 2006 · 14 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1989 - February 2006 · 16 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1989 - October 1989 · 1 mo
Prudential-Bache Securities INC.Broker
April 1981 - November 1989 · 8 yrs 7 mos
State Registrations32 states
AKARAZCACOCTDCDEFLGAHIILKSMAMDMEMINCNENJNVNYOHPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Towson, MD →All financial advisors in Maryland →