James Kelin is a registered investment advisor at Arete Wealth Advisors, LLC, based in New York, NY, with 5 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,426 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 3.00% |
| $249K - $750K | 2.50% |
| $750K - $1.5M | 2.00% |
| $1.5M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable. A $50,000 initial minimum account balance is generally required, but may be waived.
Fee Estimator
Location
200 Park Avenue, 25th Floor, New York, NY, 10166
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works full-time as a wholesaler for Golub Capital since February 2024, during trading hours.
Employment History
Current Registrations
Arete Wealth Management, LLC
Arete Wealth Advisors, LLC
Arete Wealth Management, LLCBroker
Previous Registrations
Lord, Abbett & CO. LLC
Lord Abbett Distributor LLCBroker
State Registrations51 states
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