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George Hart

40 Years of Experience
St. Paul, MN
Broker

George Hart is a registered investment advisor at RBC Capital Markets, LLC, based in St. Paul, MN, with 40 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

971 Sibley Memorial Hwy, Suite 100, St. Paul, MN, 55118-2250

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
April 2005 - Present · 21 yrs 1 mo
RBC Capital Markets, LLC
May 2002 - Present · 24 yrs
RBC Capital Markets, LLCBroker
May 2002 - Present · 24 yrs
Previous Registrations
RBC Dain Rauscher INC.Broker
March 1998 - May 2002 · 4 yrs 2 mos
Dain Rauscher IncorporatedBroker
June 1987 - March 1998 · 10 yrs 9 mos
John G. Kinnard and Company, IncorporatedBroker
April 1981 - July 1983 · 2 yrs 3 mos
State Registrations28 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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