RI
RI

Rubén Díaz

3 Years of Experience
Orlando, FL
Broker

Rubén Díaz is a registered investment advisor at Robinhood Asset Management, based in Orlando, FL, with 3 years of industry experience. Rubén operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 252,664 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
111 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Orlando, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rubén is the Founder and Lead Designer of RVRD Men, a retail business selling custom-made ties, since 2022. He dedicates a few hours per week to making and selling the ties.

Employment History
Current Registrations
Robinhood Asset Management
May 2025 - Present · 1 yr 2 mos
Robinhood Financial, LLC
September 2024 - Present · 1 yr 10 mos
Robinhood Financial, LLCBroker
September 2024 - Present · 1 yr 10 mos
Previous Registrations
Gfg Solutions
January 2024 - September 2024 · 8 mos
MML Investors Services, LLC
August 2023 - December 2023 · 4 mos
MML Investors Services, LLCBroker
October 2022 - December 2023 · 1 yr 2 mos
Nylife Securities LLCBroker
October 2021 - April 2022 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rubén Díaz - Financial Advisor | TrueAdvisor