Samuel Muffly is a registered investment advisor at Sm Carlton Advisory, based in Astoria, NY, with 4 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $1.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | Included |
| $200K+ | 0.50% |
Fees are negotiable. Minimum annual fee of $500 applies to accounts under $200,000. The fee is between 0.20% and 0.50% for accounts over $200,000.
Fee Estimator
Location
Astoria, NY
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Regulatory History (1)
Criminal
June 2009Other Business Activities
Samuel works full-time as a Special Gifts Officer for the Cohen Children's Medical Center, which is part of the Northwell Health Foundation. His role at SM Carlton Advisory is in addition to his full-time job, and all clients are aware of his employment.
Employment History
Current Registrations
Sm Carlton Advisory
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.