Jay Kotecha is a registered investment advisor, based in San Francisco, CA, with 5 years of industry experience.
Location
101 Montgomery Street, Suite 1250, San Francisco, CA, 94104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jay is an agent selling and servicing group life insurance. This activity, which is not investment related, takes about 10-20% of his time.
Employment History
Current Registrations
On Investment Management CO
May 2024 - Present · 2 yrs 2 mos
The O.N. Equity Sales CompanyBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Nylife Securities LLCBroker
September 2020 - May 2024 · 3 yrs 8 mos
State Registrations2 states
CACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.