RK
RK

Rachael Kettle

5 Years of Experience
Binghamton, NY
Broker

Rachael Kettle is a registered investment advisor, based in Binghamton, NY, with 5 years of industry experience.

Location

495 Court Street, Binghamton, NY, 13904

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rachael operates under two DBAs for her LPL business: Visions Investment Services and Visions Wealth Management. She also performs financial institution duties for Visions Federal Credit Union full-time and is a notary for the State of NY.

Employment History
Current Registrations
Visions Analysis LLC
June 2023 - Present · 2 yrs 11 mos
Visions Analysis LLCBroker
June 2023 - Present · 2 yrs 11 mos
LPL Financial LLC
March 2023 - Present · 3 yrs 2 mos
LPL Financial LLCBroker
October 2020 - Present · 5 yrs 7 mos
State Registrations25 states
ALAZCACODEFLGAILINMDMEMIMNNCNHNJNYORPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rachael Kettle - Financial Advisor | TrueAdvisor