CH
CH

Carlos Hernandez

4 Years of Experience
San Diego, CA
Broker

Carlos Hernandez is a registered investment advisor, based in San Diego, CA, with 4 years of industry experience.

Location

5414 Oberlin Dr, Suite 220, San Diego, CA, 92121

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Carlos operates his LPL business under the DBA Wealth Enhancement Group. He is also a Registered Investment Advisor and Registered Admin with Wealth Enhancement Advisory Services LLC, dedicating full-time hours to this activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
June 2024 - Present · 2 yrs 1 mo
Wealth Enhancement Advisory Services, LLC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Osaic Wealth, INC.Broker
November 2023 - May 2024 · 6 mos
Fsc Securities CorporationBroker
July 2023 - November 2023 · 4 mos
The Retirement Group, LLC
February 2022 - June 2024 · 2 yrs 4 mos
Nylife Securities LLCBroker
March 2021 - December 2021 · 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carlos Hernandez - Financial Advisor | TrueAdvisor