CV
CV

Cornelius Vaughan

5 Years of Experience
Bradenton, FL
Broker

Cornelius Vaughan is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Bradenton, FL, with 5 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

7970 Cooper Creek Blvd., Bradenton, FL, 34201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cornelius is an executive coach, consultant, and trainer through CJV4 Solutions, and an advisory representative of a Registered Investment Advisor (RIA) called CIRA. The advisory representative role takes about a quarter of Cornelius's time.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2021 - Present · 5 yrs 4 mos
Cambridge Investment Research, INC.
August 2020 - Present · 5 yrs 9 mos
Cambridge Investment Research, INC.Broker
August 2020 - Present · 5 yrs 9 mos
State Registrations7 states
FLIDNMPRTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.