Seth Morris
Seth Morris is a registered investment advisor at Ae Wealth Management, LLC, based in Rancho Cucamonga, CA, with 5 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
12487 N Mainstreet, Ste 240, Rancho Cucamonga, CA, 91739
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Regulatory History (1)
Regulatory
May 2024Other Business ActivitiesSells Insurance
Seth is involved in insurance sales and services through Sears Wealth Management & Insurance Solutions, dedicating nearly full-time hours to this activity. He also holds a 25% stake and officer position in Clarity Tax Partners, LLC, providing tax strategies and planning services, dedicating a few hours per week.
Employment History
Current Registrations
Ae Wealth Management, LLC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.