Jay Fain is a registered investment advisor at Morgan Stanley, based in Bend, OR, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
705 SW Bonnett Way, Suite 1200, Bend, OR, 97702
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2009Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 2003 - June 2009 · 5 yrs 11 mos
Citigroup Global Markets INC.
July 2003 - June 2009 · 5 yrs 11 mos
Morgan Stanley
September 1991 - July 2003 · 11 yrs 10 mos
Morgan Stanley Dw INC.Broker
April 1981 - July 2003 · 22 yrs 3 mos
State Registrations31 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.