Benjamin Kaplan is a registered investment advisor at Forthright Capital, based in Ewa Beach, HI, with 5 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 987 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.25% |
| $1.0M - $2.5M | 2.00% |
| $2.5M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.50% |
| $10M+ | 1.50% |
Fees for assets over $10,000,000 are negotiable. Model portfolios are charged an additional 0.15% annual fee. Accounts with balances over $1,000 also incur a $75 annual technology fee.
Fee Estimator
Location
Ewa Beach, HI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin is the founder of AOK Tickets LLC, managing the transfer of concert tickets and entertainment passes. He also works full-time as an insurance agent for Forthright Capital Partners, LLC, soliciting life insurance and fixed annuity products.
Employment History
Current Registrations
Forthright Capital Advisory
Previous Registrations
First Command Advisory Services
First Command Brokerage Services, INC.Broker
State Registrations2 states
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