Monica Dougherty is a registered investment advisor, based in Allentown, PA, with 5 years of industry experience.
Location
4905 W. Tilghman St., Suite 318, Allentown, PA, 18104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
New Edge Wealth
August 2024 - Present · 1 yr 11 mos
Newedge Securities, LLCBroker
August 2024 - Present · 1 yr 11 mos
Previous Registrations
Morgan Stanley
November 2020 - August 2024 · 3 yrs 9 mos
Morgan StanleyBroker
October 2020 - August 2024 · 3 yrs 10 mos
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.